home *** CD-ROM | disk | FTP | other *** search
- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 92-1292
- --------
- LUTHER R. CAMPBELL aka LUKE SKYYWALKER,
- et al., PETITIONERS v. ACUFF-ROSE MUSIC, INC.
- on writ of certiorari to the united states court
- of appeals for the sixth circuit
- [March 7, 1994]
-
- Justice Souter delivered the opinion of the Court.
- We are called upon to decide whether 2 Live Crew's
- commercial parody of Roy Orbison's song, -Oh, Pretty
- Woman,- may be a fair use within the meaning of the
- Copyright Act of 1976, 17 U. S. C. 107 (1988 ed. and
- Supp. IV). Although the District Court granted sum-
- mary judgment for 2 Live Crew, the Court of Appeals
- reversed, holding the defense of fair use barred by the
- song's commercial character and excessive borrowing.
- Because we hold that a parody's commercial character is
- only one element to be weighed in a fair use enquiry,
- and that insufficient consideration was given to the
- nature of parody in weighing the degree of copying, we
- reverse and remand.
- I
- In 1964, Roy Orbison and William Dees wrote a rock
- ballad called -Oh, Pretty Woman- and assigned their
- rights in it to respondent Acuff-Rose Music, Inc. See
- Appendix A, infra, at 26. Acuff-Rose registered the song
- for copyright protection.
- Petitioners Luther R. Campbell, Christopher Wongwon,
- Mark Ross, and David Hobbs, are collectively known as
- 2 Live Crew, a popular rap music group. In 1989,
- Campbell wrote a song entitled -Pretty Woman,- which
- he later described in an affidavit as intended, -through
- comical lyrics, to satirize the original work . . . .- App.
- to Pet. for Cert. 80a. On July 5, 1989, 2 Live Crew's
- manager informed Acuff-Rose that 2 Live Crew had
- written a parody of -Oh, Pretty Woman,- that they
- would afford all credit for ownership and authorship of
- the original song to Acuff-Rose, Dees, and Orbison, and
- that they were willing to pay a fee for the use they
- wished to make of it. Enclosed with the letter were a
- copy of the lyrics and a recording of 2 Live Crew's song.
- See Appendix B, infra, at 27. Acuff-Rose's agent refused
- permission, stating that -I am aware of the success
- enjoyed by `The 2 Live Crews', but I must inform you
- that we cannot permit the use of a parody of `Oh, Pretty
- Woman.'- App. to Pet. for Cert. 85a. Nonetheless, in
- June or July 1989, 2 Live Crew released records,
- cassette tapes, and compact discs of -Pretty Woman- in
- a collection of songs entitled -As Clean As They Wanna
- Be.- The albums and compact discs identify the authors
- of -Pretty Woman- as Orbison and Dees and its pub-
- lisher as Acuff-Rose.
- Almost a year later, after nearly a quarter of a million
- copies of the recording had been sold, Acuff-Rose sued 2
- Live Crew and its record company, Luke Skyywalker
- Records, for copyright infringement. The District Court
- granted summary judgment for 2 Live Crew, reasoning
- that the commercial purpose of 2 Live Crew's song was
- no bar to fair use; that 2 Live Crew's version was a
- parody, which -quickly degenerates into a play on words,
- substituting predictable lyrics with shocking ones- to
- show -how bland and banal the Orbison song- is; that 2
- Live Crew had taken no more than was necessary to
- -conjure up- the original in order to parody it; and that
- it was -extremely unlikely that 2 Live Crew's song could
- adversely affect the market for the original.- 754 F.
- Supp. 1150, 1154-1155, 1157-1158 (MD Tenn. 1991).
- The District Court weighed these factors and held that
- 2 Live Crew's song made fair use of Orbison's original.
- Id., at 1158-1159.
- The Court of Appeals for the Sixth Circuit reversed
- and remanded. 972 F. 2d 1429, 1439 (1992). Although
- it assumed for the purpose of its opinion that 2 Live
- Crew's song was a parody of the Orbison original, the
- Court of Appeals thought the District Court had put too
- little emphasis on the fact that -every commercial use
- . . . is presumptively . . . unfair,- Sony Corp. of America
- v. Universal City Studios, Inc., 464 U. S. 417, 451
- (1984), and it held that -the admittedly commercial
- nature- of the parody -requires the conclusion- that the
- first of four factors relevant under the statute weighs
- against a finding of fair use. 972 F. 2d, at 1435, 1437.
- Next, the Court of Appeals determined that, by -taking
- the heart of the original and making it the heart of a
- new work,- 2 Live Crew had, qualitatively, taken too
- much. Id., at 1438. Finally, after noting that the effect
- on the potential market for the original (and the market
- for derivative works) is -undoubtedly the single most
- important element of fair use,- Harper & Row, Pub-
- lishers, Inc. v. Nation Enterprises, 471 U. S. 539, 566
- (1985), the Court of Appeals faulted the District Court
- for -refus[ing] to indulge the presumption- that -harm
- for purposes of the fair use analysis has been estab-
- lished by the presumption attaching to commercial uses.-
- 972 F. 2d, at 1438-1439. In sum, the court concluded
- that its -blatantly commercial purpose . . . prevents this
- parody from being a fair use.- Id., at 1439.
- We granted certiorari, 507 U. S. ___ (1993), to deter-
- mine whether 2 Live Crew's commercial parody could be
- a fair use.
- II
- It is uncontested here that 2 Live Crew's song would
- be an infringement of Acuff-Rose's rights in -Oh, Pretty
- Woman,- under the Copyright Act of 1976, 17 U. S. C.
- 106 (1988 ed. and Supp. IV), but for a finding of fair
- use through parody. From the infancy of copyright
- protection, some opportunity for fair use of copyrighted
- materials has been thought necessary to fulfill
- copyright's very purpose, -[t]o promote the Progress of
- Science and useful Arts . . . .- U. S. Const., Art. I, 8,
- cl. 8. For as Justice Story explained, -[i]n truth, in
- literature, in science and in art, there are, and can be,
- few, if any, things, which in an abstract sense, are
- strictly new and original throughout. Every book in
- literature, science and art, borrows, and must necessar-
- ily borrow, and use much which was well known and
- used before.- Emerson v. Davies, 8 F. Cas. 615, 619
- (No. 4,436) (CCD Mass. 1845). Similarly, Lord
- Ellenborough expressed the inherent tension in the need
- simultaneously to protect copyrighted material and to
- allow others to build upon it when he wrote, -while I
- shall think myself bound to secure every man in the
- enjoyment of his copy-right, one must not put manacles
- upon science.- Carey v. Kearsley, 4 Esp. 168, 170, 170
- Eng. Rep. 679, 681 (K.B. 1803). In copyright cases
- brought under the Statute of Anne of 1710, English
- courts held that in some instances -fair abridgements-
- would not infringe an author's rights, see W. Patry, The
- Fair Use Privilege in Copyright Law 6-17 (1985)
- (hereinafter Patry); Leval, Toward a Fair Use Standard,
- 103 Harv. L. Rev. 1105, 1105 (1990) (hereinafter Leval),
- and although the First Congress enacted our initial
- copyright statute, Act of May 31, 1790, 1 Stat. 124,
- without any explicit reference to -fair use,- as it later
- came to be known, the doctrine was recognized by the
- American courts nonetheless.
- In Folsom v. Marsh, Justice Story distilled the essence
- of law and methodology from the earlier cases: -look to
- the nature and objects of the selections made, the
- quantity and value of the materials used, and the degree
- in which the use may prejudice the sale, or diminish the
- profits, or supersede the objects, of the original work.-
- 9 F. Cas. 342, 348 (No. 4,901) (CCD Mass. 1841). Thus
- expressed, fair use remained exclusively judge-made
- doctrine until the passage of the 1976 Copyright Act, in
- which Story's summary is discernible:
- -107. Limitations on exclusive rights: Fair use
- -Notwithstanding the provisions of sections 106 and
- 106A, the fair use of a copyrighted work, including
- such use by reproduction in copies or phonorecords
- or by any other means specified by that section, for
- purposes such as criticism, comment, news reporting,
- teaching (including multiple copies for classroom
- use), scholarship, or research, is not an infringement
- of copyright. In determining whether the use made
- of a work in any particular case is a fair use the
- factors to be considered shall include-
- -(1) the purpose and character of the use, including
- whether such use is of a commercial nature or is for
- nonprofit educational purposes;
- -(2) the nature of the copyrighted work;
- -(3) the amount and substantiality of the portion
- used in relation to the copyrighted work as a whole;
- and
- -(4) the effect of the use upon the potential market
- for or value of the copyrighted work.
- -The fact that a work is unpublished shall not itself
- bar a finding of fair use if such finding is made
- upon consideration of all the above factors.- 17
- U. S. C. 107 (1988 ed. and Supp. IV).
- Congress meant 107 -to restate the present judicial
- doctrine of fair use, not to change, narrow, or enlarge it
- in any way- and intended that courts continue the
- common law tradition of fair use adjudication. H. R.
- Rep. No. 94-1476, p. 66 (1976) (hereinafter House
- Report); S. Rep. No. 94-473, p. 62 (1975) (hereinafter
- Senate Report). The fair use doctrine thus -permits
- [and requires] courts to avoid rigid application of the
- copyright statute when, on occasion, it would stifle the
- very creativity which that law is designed to foster.-
- Stewart v. Abend, 495 U. S. 207, 236 (1990) (internal
- quotation marks and citation omitted).
- The task is not to be simplified with bright-line rules,
- for the statute, like the doctrine it recognizes, calls for
- case-by-case analysis. Harper & Row, 471 U. S., at 560;
- Sony, 464 U. S., at 448, and n. 31; House Report, pp.
- 65-66; Senate Report, p. 62. The text employs the
- terms -including- and -such as- in the preamble para-
- graph to indicate the -illustrative and not limitative-
- function of the examples given, 101; see Harper &
- Row, supra, at 561, which thus provide only general
- guidance about the sorts of copying that courts and
- Congress most commonly had found to be fair uses.
- Nor may the four statutory factors be treated in isola-
- tion, one from another. All are to be explored, and the
- results weighed together, in light of the purposes of
- copyright. See Leval 1110-1111; Patry & Perlmutter,
- Fair Use Misconstrued: Profit, Presumptions, and
- Parody, 11 Cardozo Arts & Ent. L. J. 667, 685-687
- (1993) (hereinafter Patry & Perlmutter).
- A
- The first factor in a fair use enquiry is -the purpose
- and character of the use, including whether such use is
- of a commercial nature or is for nonprofit educational
- purposes.- 107(1). This factor draws on Justice Story's
- formulation, -the nature and objects of the selections
- made.- Folsom v. Marsh, 9 F. Cas., at 348. The
- enquiry here may be guided by the examples given in
- the preamble to 107, looking to whether the use is for
- criticism, or comment, or news reporting, and the like,
- see 107. The central purpose of this investigation is to
- see, in Justice Story's words, whether the new work
- merely -supersede[s] the objects- of the original creation,
- Folsom v. Marsh, supra, at 348; accord, Harper & Row,
- supra, at 562 (-supplanting- the original), or instead
- adds something new, with a further purpose or different
- character, altering the first with new expression,
- meaning, or message; it asks, in other words, whether
- and to what extent the new work is -transformative.-
- Leval 1111. Although such transformative use is not
- absolutely necessary for a finding of fair use, Sony,
- supra, at 455, n. 40, the goal of copyright, to promote
- science and the arts, is generally furthered by the
- creation of transformative works. Such works thus lie
- at the heart of the fair use doctrine's guarantee of
- breathing space within the confines of copyright, see,
- e.g., Sony, supra, at 478-480 (Blackmun, J., dissenting),
- and the more transformative the new work, the less will
- be the significance of other factors, like commercialism,
- that may weigh against a finding of fair use.
- This Court has only once before even considered
- whether parody may be fair use, and that time issued
- no opinion because of the Court's equal division. Benny
- v. Loew's Inc., 239 F. 2d 532 (CA9 1956), aff'd sub nom.
- Columbia Broadcasting System, Inc. v. Loew's Inc., 356
- U. S. 43 (1958). Suffice it to say now that parody has
- an obvious claim to transformative value, as Acuff-Rose
- itself does not deny. Like less ostensibly humorous
- forms of criticism, it can provide social benefit, by
- shedding light on an earlier work, and, in the process,
- creating a new one. We thus line up with the courts
- that have held that parody, like other comment or
- criticism, may claim fair use under 107. See, e.g.,
- Fisher v. Dees, 794 F. 2d 432 (CA9 1986) (-When Sonny
- Sniffs Glue,- a parody of -When Sunny Gets Blue,- is
- fair use); Elsmere Music, Inc. v. National Broadcasting
- Co., 482 F. Supp. 741 (SDNY), aff'd, 623 F. 2d 252 (CA2
- 1980) (-I Love Sodom,- a -Saturday Night Live- televi-
- sion parody of -I Love New York- is fair use); see also
- House Report, p. 65; Senate Report, p. 61 (-[U]se in a
- parody of some of the content of the work parodied- may
- be fair use).
- The germ of parody lies in the definition of the Greek
- parodeia, quoted in Judge Nelson's Court of Appeals
- dissent, as -a song sung alongside another.- 972 F. 2d,
- at 1440, quoting 7 Encyclopedia Britannica 768 (15th ed.
- 1975). Modern dictionaries accordingly describe a
- parody as a -literary or artistic work that imitates the
- characteristic style of an author or a work for comic
- effect or ridicule,- or as a -composition in prose or
- verse in which the characteristic turns of thought and
- phrase in an author or class of authors are imitated in
- such a way as to make them appear ridiculous.- For
- the purposes of copyright law, the nub of the definitions,
- and the heart of any parodist's claim to quote from
- existing material, is the use of some elements of a prior
- author's composition to create a new one that, at least
- in part, comments on that author's works. See, e.g.,
- Fisher v. Dees, supra, at 437; MCA, Inc. v. Wilson, 677
- F. 2d 180, 185 (CA2 1981). If, on the contrary, the
- commentary has no critical bearing on the substance or
- style of the original composition, which the alleged
- infringer merely uses to get attention or to avoid the
- drudgery in working up something fresh, the claim to
- fairness in borrowing from another's work diminishes
- accordingly (if it does not vanish), and other factors, like
- the extent of its commerciality, loom larger. Parody
- needs to mimic an original to make its point, and so has
- some claim to use the creation of its victim's (or collec-
- tive victims') imagination, whereas satire can stand on
- its own two feet and so requires justification for the
- very act of borrowing. See Ibid.; Bisceglia, Parody
- and Copyright Protection: Turning the Balancing Act
- Into a Juggling Act, in ASCAP, Copyright Law Sympo-
- sium, No. 34, p. 25 (1987).
- The fact that parody can claim legitimacy for some
- appropriation does not, of course, tell either parodist or
- judge much about where to draw the line. Like a book
- review quoting the copyrighted material criticized,
- parody may or may not be fair use, and petitioner's
- suggestion that any parodic use is presumptively fair
- has no more justification in law or fact than the equally
- hopeful claim that any use for news reporting should be
- presumed fair, see Harper & Row, 471 U. S., at 561.
- The Act has no hint of an evidentiary preference for
- parodists over their victims, and no workable presump-
- tion for parody could take account of the fact that
- parody often shades into satire when society is lam-
- pooned through its creative artifacts, or that a work may
- contain both parodic and non-parodic elements. Accord-
- ingly, parody, like any other use, has to work its way
- through the relevant factors, and be judged case by case,
- in light of the ends of the copyright law.
- Here, the District Court held, and the Court of Ap-
- peals assumed, that 2 Live Crew's -Pretty Woman-
- contains parody, commenting on and criticizing the
- original work, whatever it may have to say about society
- at large. As the District Court remarked, the words of
- 2 Live Crew's song copy the original's first line, but then
- -quickly degenerat[e] into a play on words, substituting
- predictable lyrics with shocking ones . . . [that]
- derisively demonstrat[e] how bland and banal the
- Orbison song seems to them.- 754 F. Supp., at 1155
- (footnote omitted). Judge Nelson, dissenting below, came
- to the same conclusion, that the 2 Live Crew song -was
- clearly intended to ridicule the white-bread original- and
- -reminds us that sexual congress with nameless street-
- walkers is not necessarily the stuff of romance and is
- not necessarily without its consequences. The singers
- (there are several) have the same thing on their minds
- as did the lonely man with the nasal voice, but here
- there is no hint of wine and roses.- 972 F. 2d, at 1442.
- Although the majority below had difficulty discerning
- any criticism of the original in 2 Live Crew's song, it
- assumed for purposes of its opinion that there was some.
- Id., at 1435-1436, and n. 8.
- We have less difficulty in finding that critical element
- in 2 Live Crew's song than the Court of Appeals did,
- although having found it we will not take the further
- step of evaluating its quality. The threshold question
- when fair use is raised in defense of parody is whether
- a parodic character may reasonably be perceived.
- Whether, going beyond that, parody is in good taste or
- bad does not and should not matter to fair use. As
- Justice Holmes explained, -[i]t would be a dangerous
- undertaking for persons trained only to the law to
- constitute themselves final judges of the worth of [a
- work], outside of the narrowest and most obvious limits.
- At the one extreme some works of genius would be sure
- to miss appreciation. Their very novelty would make
- them repulsive until the public had learned the new
- language in which their author spoke.- Bleistein v.
- Donaldson Lithographing Co., 188 U. S. 239, 251 (1903)
- (circus posters have copyright protection); cf. Yankee
- Publishing Inc. v. News America Publishing, Inc., 809 F.
- Supp. 267, 280 (SDNY 1992) (Leval, J.) (-First Amend-
- ment protections do not apply only to those who speak
- clearly, whose jokes are funny, and whose parodies
- succeed-) (trademark case).
- While we might not assign a high rank to the parodic
- element here, we think it fair to say that 2 Live Crew's
- song reasonably could be perceived as commenting on
- the original or criticizing it, to some degree. 2 Live
- Crew juxtaposes the romantic musings of a man whose
- fantasy comes true, with degrading taunts, a bawdy
- demand for sex, and a sigh of relief from paternal re-
- sponsibility. The later words can be taken as a com-
- ment on the naivete of the original of an earlier day, as
- a rejection of its sentiment that ignores the ugliness of
- street life and the debasement that it signifies. It is
- this joinder of reference and ridicule that marks off the
- author's choice of parody from the other types of
- comment and criticism that traditionally have had a
- claim to fair use protection as transformative works.
- The Court of Appeals, however, immediately cut short
- the enquiry into 2 Live Crew's fair use claim by confin-
- ing its treatment of the first factor essentially to one
- relevant fact, the commercial nature of the use. The
- court then inflated the significance of this fact by
- applying a presumption ostensibly culled from Sony, that
- -every commercial use of copyrighted material is pre-
- sumptively . . . unfair . . . .- Sony, 464 U. S., at 451.
- In giving virtually dispositive weight to the commercial
- nature of the parody, the Court of Appeals erred.
- The language of the statute makes clear that the
- commercial or nonprofit educational purpose of a work
- is only one element of the first factor enquiry into its
- purpose and character. Section 107(1) uses the term
- -including- to begin the dependent clause referring to
- commercial use, and the main clause speaks of a broader
- investigation into -purpose and character.- As we
- explained in Harper & Row, Congress resisted attempts
- to narrow the ambit of this traditional enquiry by
- adopting categories of presumptively fair use, and it
- urged courts to preserve the breadth of their tradition
- ally ample view of the universe of relevant evidence.
- 471 U. S., at 561; House Report, p. 66. Accordingly, the
- mere fact that a use is educational and not for profit
- does not insulate it from a finding of infringement, any
- more than the commercial character of a use bars a
- finding of fairness. If, indeed, commerciality carried
- presumptive force against a finding of fairness, the
- presumption would swallow nearly all of the illustrative
- uses listed in the preamble paragraph of 107, including
- news reporting, comment, criticism, teaching, scholar-
- ship, and research, since these activities -are generally
- conducted for profit in this country.- Harper & Row,
- supra, at 592 (Brennan, J., dissenting). Congress could
- not have intended such a rule, which certainly is not
- inferable from the common-law cases, arising as they did
- from the world of letters in which Samuel Johnson could
- pronounce that -[n]o man but a blockhead ever wrote,
- except for money.- 3 Boswell's Life of Johnson 19 (G.
- Hill ed. 1934).
- Sony itself called for no hard evidentiary presumption.
- There, we emphasized the need for a -sensitive balanc-
- ing of interests,- 464 U. S., at 455, n. 40, noted that
- Congress had -eschewed a rigid, bright-line approach to
- fair use,- id., at 449, n. 31, and stated that the commer-
- cial or nonprofit educational character of a work is -not
- conclusive,- id., at 448-449, but rather a fact to be
- -weighed along with other[s] in fair use decisions.- Id.,
- at 449, n. 32 (quoting House Report, p. 66). The Court
- of Appeals's elevation of one sentence from Sony to a per
- se rule thus runs as much counter to Sony itself as to
- the long common-law tradition of fair use adjudication.
- Rather, as we explained in Harper & Row, Sony stands
- for the proposition that the -fact that a publication was
- commercial as opposed to nonprofit is a separate factor
- that tends to weigh against a finding of fair use.- 471
- U. S., at 562. But that is all, and the fact that even
- the force of that tendency will vary with the context is
- a further reason against elevating commerciality to hard
- presumptive significance. The use, for example, of a
- copyrighted work to advertise a product, even in a
- parody, will be entitled to less indulgence under the first
- factor of the fair use enquiry, than the sale of a parody
- for its own sake, let alone one performed a single time
- by students in school. See generally Patry & Perlmutter
- 679-680; Fisher v. Dees, 794 F. 2d, at 437; Maxtone-
- Graham v. Burtchaell, 803 F. 2d 1253, 1262 (CA2 1986);
- Sega Enterprises Ltd. v. Accolade, Inc., 977 F. 2d 1510,
- 1522 (CA9 1992).
- B
- The second statutory factor, -the nature of the copy-
- righted work,- 107(2), draws on Justice Story's expres-
- sion, the -value of the materials used.- Folsom v.
- Marsh, 9 F. Cas., at 348. This factor calls for recogni-
- tion that some works are closer to the core of intended
- copyright protection than others, with the consequence
- that fair use is more difficult to establish when the
- former works are copied. See, e.g., Stewart v. Abend,
- 495 U. S., at 237-238 (contrasting fictional short story
- with factual works); Harper & Row, 471 U. S., at
- 563-564 (contrasting soon-to-be-published memoir with
- published speech); Sony, 464 U. S., at 455, n. 40 (con-
- trasting motion pictures with news broadcasts); Feist,
- 499 U. S., 348-351 (contrasting creative works with bare
- factual compilations); 3 M. Nimmer & D. Nimmer,
- Nimmer on Copyright 13.05[A][2] (1993) (hereinafter
- Nimmer); Leval 1116. We agree with both the District
- Court and the Court of Appeals that the Orbison origin-
- al's creative expression for public dissemination falls
- within the core of the copyright's protective purposes.
- 754 F. Supp., at 1155-1156; 972 F. 2d, at 1437. This
- fact, however, is not much help in this case, or ever
- likely to help much in separating the fair use sheep
- from the infringing goats in a parody case, since paro-
- dies almost invariably copy publicly known, expressive
- works.
- C
- The third factor asks whether -the amount and sub-
- stantiality of the portion used in relation to the copy-
- righted work as a whole,- 107(3) (or, in Justice Story's
- words, -the quantity and value of the materials used,-
- Folsom v. Marsh, supra, at 348) are reasonable in rela-
- tion to the purpose of the copying. Here, attention
- turns to the persuasiveness of a parodist's justification
- for the particular copying done, and the enquiry will
- harken back to the first of the statutory factors, for, as
- in prior cases, we recognize that the extent of permissi-
- ble copying varies with the purpose and character of the
- use. See Sony, 464 U. S., at 449-450 (reproduction of
- entire work -does not have its ordinary effect of militat-
- ing against a finding of fair use- as to home videotaping
- of television programs); Harper & Row, 471 U. S., at 564
- (-[E]ven substantial quotations might qualify as fair use
- in a review of a published work or a news account of a
- speech- but not in a scoop of a soon-to-be-published
- memoir). The facts bearing on this factor will also tend
- to address the fourth, by revealing the degree to which
- the parody may serve as a market substitute for the
- original or potentially licensed derivatives. See Leval
- 1123.
- The District Court considered the song's parodic pur-
- pose in finding that 2 Live Crew had not helped them-
- selves overmuch. 754 F. Supp., at 1156-1157. The
- Court of Appeals disagreed, stating that -[w]hile it may
- not be inappropriate to find that no more was taken
- than necessary, the copying was qualitatively substan-
- tial. . . . We conclude that taking the heart of the
- original and making it the heart of a new work was to
- purloin a substantial portion of the essence of the origi-
- nal.- 972 F. 2d, at 1438.
- The Court of Appeals is of course correct that this
- factor calls for thought not only about the quantity of
- the materials used, but about their quality and impor-
- tance, too. In Harper & Row, for example, the Nation
- had taken only some 300 words out of President Ford's
- memoirs, but we signalled the significance of the
- quotations in finding them to amount to -the heart of
- the book,- the part most likely to be newsworthy and
- important in licensing serialization. 471 U. S., at
- 564-566, 568 (internal quotation marks omitted). We
- also agree with the Court of Appeals that whether -a
- substantial portion of the infringing work was copied
- verbatim- from the copyrighted work is a relevant ques-
- tion, see id., at 565, for it may reveal a dearth of
- transformative character or purpose under the first
- factor, or a greater likelihood of market harm under the
- fourth; a work composed primarily of an original, partic-
- ularly its heart, with little added or changed, is more
- likely to be a merely superseding use, fulfilling demand
- for the original.
- Where we part company with the court below is in
- applying these guides to parody, and in particular to
- parody in the song before us. Parody presents a
- difficult case. Parody's humor, or in any event its
- comment, necessarily springs from recognizable allusion
- to its object through distorted imitation. Its art lies in
- the tension between a known original and its parodic
- twin. When parody takes aim at a particular original
- work, the parody must be able to -conjure up- at least
- enough of that original to make the object of its critical
- wit recognizable. See, e.g., Elsmere Music, 623 F. 2d, at
- 253, n. 1; Fisher v. Dees, 794 F. 2d, at 438-439. What
- makes for this recognition is quotation of the original's
- most distinctive or memorable features, which the paro-
- dist can be sure the audience will know. Once enough
- has been taken to assure identification, how much more
- is reasonable will depend, say, on the extent to which
- the song's overriding purpose and character is to parody
- the original or, in contrast, the likelihood that the
- parody may serve as a market substitute for the
- original. But using some characteristic features cannot
- be avoided.
- We think the Court of Appeals was insufficiently
- appreciative of parody's need for the recognizable sight
- or sound when it ruled 2 Live Crew's use unreasonable
- as a matter of law. It is true, of course, that 2 Live
- Crew copied the characteristic opening bass riff (or
- musical phrase) of the original, and true that the words
- of the first line copy the Orbison lyrics. But if quotation
- of the opening riff and the first line may be said to go
- to the -heart- of the original, the heart is also what
- most readily conjures up the song for parody, and it is
- the heart at which parody takes aim. Copying does not
- become excessive in relation to parodic purpose merely
- because the portion taken was the original's heart. If 2
- Live Crew had copied a significantly less memorable
- part of the original, it is difficult to see how its parodic
- character would have come through. See Fisher v. Dees,
- 794 F. 2d, at 439.
- This is not, of course, to say that anyone who calls
- himself a parodist can skim the cream and get away
- scot free. In parody, as in news reporting, see Harper
- & Row, supra, context is everything, and the question of
- fairness asks what else the parodist did besides go to
- the heart of the original. It is significant that 2 Live
- Crew not only copied the first line of the original, but
- thereafter departed markedly from the Orbison lyrics for
- its own ends. 2 Live Crew not only copied the bass riff
- and repeated it, but also produced otherwise distinc-
- tive sounds, interposing -scraper- noise, overlaying the
- music with solos in different keys, and altering the
- drum beat. See 754 F. Supp., at 1155. This is not a
- case, then, where -a substantial portion- of the parody
- itself is composed of a -verbatim- copying of the original.
- It is not, that is, a case where the parody is so insub-
- stantial, as compared to the copying, that the third
- factor must be resolved as a matter of law against the
- parodists.
- Suffice it to say here that, as to the lyrics, we think
- the Court of Appeals correctly suggested that -no more
- was taken than necessary,- 972 F. 2d, at 1438, but just
- for that reason, we fail to see how the copying can be
- excessive in relation to its parodic purpose, even if the
- portion taken is the original's -heart.- As to the music,
- we express no opinion whether repetition of the bass riff
- is excessive copying, and we remand to permit evalua-
- tion of the amount taken, in light of the song's parodic
- purpose and character, its transformative elements, and
- considerations of the potential for market substitution
- sketched more fully below.
- D
- The fourth fair use factor is -the effect of the use upon
- the potential market for or value of the copyrighted
- work.- 107(4). It requires courts to consider not only
- the extent of market harm caused by the particular
- actions of the alleged infringer, but also -whether un-
- restricted and widespread conduct of the sort engaged in
- by the defendant . . . would result in a substantially
- adverse impact on the potential market- for the original.
- Nimmer 13.05[A][4], p. 13-102.61 (footnote omitted);
- accord Harper & Row, 471 U. S., at 569; Senate Report,
- p. 65; Folsom v. Marsh, 9 F. Cas., at 349. The enquiry
- -must take account not only of harm to the original but
- also of harm to the market for derivative works.- Har-
- per & Row, supra, at 568.
- Since fair use is an affirmative defense, its propo-
- nent would have difficulty carrying the burden of
- demonstrating fair use without favorable evidence about
- relevant markets. In moving for summary judgment,
- 2 Live Crew left themselves at just such a disadvantage
- when they failed to address the effect on the market for
- rap derivatives, and confined themselves to uncontro-
- verted submissions that there was no likely effect on the
- market for the original. They did not, however, thereby
- subject themselves to the evidentiary presumption
- applied by the Court of Appeals. In assessing the
- likelihood of significant market harm, the Court of
- Appeals quoted from language in Sony that -`[i]f the
- intended use is for commercial gain, that likelihood may
- be presumed. But if it is for a noncommercial purpose,
- the likelihood must be demonstrated.'- 972 F. 2d, at
- 1438, quoting Sony, 464 U. S., at 451. The court
- reasoned that because -the use of the copyrighted work
- is wholly commercial, . . . we presume a likelihood of
- future harm to Acuff-Rose exists.- 972 F. 2d, at 1438.
- In so doing, the court resolved the fourth factor against
- 2 Live Crew, just as it had the first, by applying a
- presumption about the effect of commercial use, a
- presumption which as applied here we hold to be error.
- No -presumption- or inference of market harm that
- might find support in Sony is applicable to a case in-
- volving something beyond mere duplication for com-
- mercial purposes. Sony's discussion of a presumption
- contrasts a context of verbatim copying of the original in
- its entirety for commercial purposes, with the non-
- commercial context of Sony itself (home copying of
- television programming). In the former circumstances,
- what Sony said simply makes common sense: when a
- commercial use amounts to mere duplication of the
- entirety of an original, it clearly -supersede[s] the ob-
- jects,- Folsom v. Marsh, 9 F. Cas., at 348, of the original
- and serves as a market replacement for it, making it
- likely that cognizable market harm to the original will
- occur. Sony, 464 U. S., at 451. But when, on the con-
- trary, the second use is transformative, market substitu-
- tion is at least less certain, and market harm may not
- be so readily inferred. Indeed, as to parody pure and
- simple, it is more likely that the new work will not
- affect the market for the original in a way cognizable
- under this factor, that is, by acting as a substitute for
- it (-supersed[ing] [its] objects-). See Leval 1125; Patry
- & Perlmutter 692, 697-698. This is so because the
- parody and the original usually serve different market
- functions. Bisceglia, ASCAP, Copyright Law Symposium,
- No. 34, p. 23.
- We do not, of course, suggest that a parody may not
- harm the market at all, but when a lethal parody, like
- a scathing theater review, kills demand for the original,
- it does not produce a harm cognizable under the Copy-
- right Act. Because -parody may quite legitimately aim
- at garroting the original, destroying it commercially as
- well as artistically,- B. Kaplan, An Unhurried View of
- Copyright 69 (1967), the role of the courts is to distin-
- guish between -[b]iting criticism [that merely] suppresses
- demand [and] copyright infringement[, which] usurps it.-
- Fisher v. Dees, 794 F. 2d, at 438.
- This distinction between potentially remediable
- displacement and unremediable disparagement is
- reflected in the rule that there is no protectable deriva-
- tive market for criticism. The market for potential
- derivative uses includes only those that creators of
- original works would in general develop or license others
- to develop. Yet the unlikelihood that creators of
- imaginative works will license critical reviews or
- lampoons of their own productions removes such uses
- from the very notion of a potential licensing market.
- -People ask . . . for criticism, but they only want
- praise.- S. Maugham, Of Human Bondage 241 (Penguin
- ed. 1992). Thus, to the extent that the opinion below
- may be read to have considered harm to the market for
- parodies of -Oh, Pretty Woman,- see 972 F. 2d, at 1439,
- the court erred. Accord, Fisher v. Dees, 794 F. 2d, at
- 437; Leval 1125; Patry & Perlmutter 688-691.
- In explaining why the law recognizes no derivative
- market for critical works, including parody, we have, of
- course, been speaking of the later work as if it had
- nothing but a critical aspect (i.e., -parody pure and
- simple,- supra, at 22). But the later work may have a
- more complex character, with effects not only in the
- arena of criticism but also in protectable markets for
- derivative works, too. In that sort of case, the law looks
- beyond the criticism to the other elements of the work,
- as it does here. 2 Live Crew's song comprises not only
- parody but also rap music, and the derivative market for
- rap music is a proper focus of enquiry, see Harper &
- Row, 471 U. S., at 568; Nimmer 13.05[B]. Evidence of
- substantial harm to it would weigh against a finding of
- fair use, because the licensing of derivatives is an
- important economic incentive to the creation of originals.
- See 17 U. S. C. 106(2) (copyright owner has rights to
- derivative works). Of course, the only harm to deriva-
- tives that need concern us, as discussed above, is the
- harm of market substitution. The fact that a parody
- may impair the market for derivative uses by the very
- effectiveness of its critical commentary is no more
- relevant under copyright than the like threat to the
- original market.
- Although 2 Live Crew submitted uncontroverted affida-
- vits on the question of market harm to the original,
- neither they, nor Acuff-Rose, introduced evidence or
- affidavits addressing the likely effect of 2 Live Crew's
- parodic rap song on the market for a non-parody, rap
- version of -Oh, Pretty Woman.- And while Acuff-Rose
- would have us find evidence of a rap market in the very
- facts that 2 Live Crew recorded a rap parody of -Oh,
- Pretty Woman- and another rap group sought a license
- to record a rap derivative, there was no evidence that a
- potential rap market was harmed in any way by 2 Live
- Crew's parody, rap version. The fact that 2 Live Crew's
- parody sold as part of a collection of rap songs says very
- little about the parody's effect on a market for a rap
- version of the original, either of the music alone or of
- the music with its lyrics. The District Court essentially
- passed on this issue, observing that Acuff-Rose is free to
- record -whatever version of the original it desires,- 754
- F. Supp., at 1158; the Court of Appeals went the other
- way by erroneous presumption. Contrary to each
- treatment, it is impossible to deal with the fourth factor
- except by recognizing that a silent record on an impor-
- tant factor bearing on fair use disentitled the proponent
- of the defense, 2 Live Crew, to summary judgment. The
- evidentiary hole will doubtless be plugged on remand.
- III
- It was error for the Court of Appeals to conclude that
- the commercial nature of 2 Live Crew's parody of -Oh,
- Pretty Woman- rendered it presumptively unfair. No
- such evidentiary presumption is available to address
- either the first factor, the character and purpose of the
- use, or the fourth, market harm, in determining whether
- a transformative use, such as parody, is a fair one. The
- court also erred in holding that 2 Live Crew had
- necessarily copied excessively from the Orbison original,
- considering the parodic purpose of the use. We there-
- fore reverse the judgment of the Court of Appeals and
- remand for further proceedings consistent with this
- opinion.
-
- It is so ordered.
- Appendix A
-
- -Oh, Pretty Woman- by Roy Orbison and William Dees
-
- Pretty Woman, walking down the street,
- Pretty Woman, the kind I like to meet,
- Pretty Woman, I don't believe you,
- you're not the truth,
- No one could look as good as you
- Mercy
-
- Pretty Woman, won't you pardon me,
- Pretty Woman, I couldn't help but see,
- Pretty Woman, that you look lovely as can be
- Are you lonely just like me?
-
- Pretty Woman, stop a while,
- Pretty Woman, talk a while,
- Pretty Woman give your smile to me
- Pretty woman, yeah, yeah, yeah
- Pretty Woman, look my way,
- Pretty Woman, say you'll stay with me
- `Cause I need you, I'll treat you right
- Come to me baby, Be mine tonight
-
- Pretty Woman, don't walk on by,
- Pretty Woman, don't make me cry,
- Pretty Woman, don't walk away,
- Hey, O. K.
- If that's the way it must be, O. K.
- I guess I'll go on home, it's late
- There'll be tomorrow night, but wait!
-
- What do I see
- Is she walking back to me?
- Yeah, she's walking back to me!
- Oh, Pretty Woman.
- Appendix B
-
- -Pretty Woman- as Recorded by 2 Live Crew
-
- Pretty woman walkin' down the street
- Pretty woman girl you look so sweet
- Pretty woman you bring me down to that knee
- Pretty woman you make me wanna beg please
- Oh, pretty woman
-
- Big hairy woman you need to shave that stuff
- Big hairy woman you know I bet it's tough
- Big hairy woman all that hair it ain't legit
- `Cause you look like `Cousin It'
- Big hairy woman
-
- Bald headed woman girl your hair won't grow
- Bald headed woman you got a teeny weeny afro
- Bald headed woman you know your hair could look
- nice
- Bald headed woman first you got to roll it with rice
- Bald headed woman here, let me get this hunk of
- biz for ya
- Ya know what I'm saying you look better than rice
- a roni
- Oh bald headed woman
-
- Big hairy woman come on in
- And don't forget your bald headed friend
- Hey pretty woman let the boys
- Jump in
-
- Two timin' woman girl you know you ain't right
- Two timin' woman you's out with my boy last night
- Two timin' woman that takes a load off my mind
- Two timin' woman now I know the baby ain't mine
- Oh, two timin' woman
- Oh pretty woman
-